Engineering story
Every bridge is only as strong as what holds it up
The superstructure gets the glory, but the foundation is where a bridge actually earns its factor of safety. When the I-35W truss in Minneapolis collapsed in 2007, it was a gusset-plate failure — but nine of the ten bridges the U.S. loses each year to sudden collapse fail at the foundation, almost always to scour, seismic liquefaction, or long-term downdrag that nobody accounted for. AASHTO §10 turns the geotechnical art of Terzaghi, Meyerhof, and Reese into a load-and-resistance-factor design where the resistance factors (0.45 – 0.55 for most modes) are deliberately lower than in the superstructure to reflect the higher variability of what lies below the mudline.
Chapter objectives
What you will be able to do
Learning objectives
By the end of this chapter you will be able to:
- 1Choose between spread footings, driven piles, drilled shafts, and micropiles based on subsurface profile and expected loads.
- 2Compute the factored nominal bearing resistance of a spread footing using the Meyerhof/AASHTO §10.6 equation and check settlement.
- 3Compute the axial capacity of a driven pile from skin friction and end bearing per §10.7.3, including effective-stress (β) and total-stress (α) methods.
- 4Design a drilled shaft with a rock socket per O'Neill & Reese (§10.8.3), including side and tip resistance.
- 5Analyze lateral pile behaviour with the p-y method and check group effects per §10.7.3.9.
- 6Account for downdrag (§3.11.8) and scour-adjusted bearing depth (§10.7.3.6, links to Ch. 14).
- 7Deliver two complete worked examples and one river-crossing design challenge with foundation schedules.
13.1 — Foundation families
Matching the foundation to the ground
Four foundation families cover essentially every highway bridge: spread footings on competent shallow soil or rock, driven piles in deep alluvial deposits, drilled shafts (a.k.a. bored piles or CIDH) when large single elements are needed for lateral load or scour, and micropiles for retrofit or restricted-access sites.
Selection rules of thumb
- Bearing stratum ≤ 10 ft below grade with SPT N ≥ 20 → spread footing.
- Deep soft/loose overburden ≥ 40 ft, no rock reachable → driven pile group.
- Rock ≤ 60 ft deep, high lateral demand, or river pier with scour → drilled shaft with rock socket.
- Column retrofit, headroom < 15 ft, or slope stabilization → micropiles.
13.2 — Spread footings
Bearing capacity and settlement
The ultimate bearing capacity of a shallow footing on cohesionless or c-φ soil is given by the general Meyerhof equation, in the AASHTO §10.6.3.1.2 form:
- nominal ultimate bearing resistance [ksf]
- bearing capacity factors, functions of φ′
- shape, depth, and load-inclination factors
- cohesion [ksf]
- effective unit weight of soil [kcf]
- footing depth from grade to footing base [ft]
- footing width (smaller plan dim.) [ft]
Factored resistance is with (theoretical), 0.55 (semi-empirical), or from load test.
Eccentric loading. When the pressure distribution is trapezoidal:
When a triangular distribution over an effective width is used (AASHTO §10.6.3.1.5).
Elastic settlement under service load (Hough, §10.6.2.4):
- service bearing pressure [ksf]
- soil elastic modulus (from CPT/SPT correlations) [ksf]
- Poisson's ratio (0.3–0.4)
- shape/rigidity influence factor (0.7–1.1)
13.3 — Driven piles
Skin friction + end bearing
A driven pile transfers load through side (skin) friction along its embedded length and end (tip) bearing at its toe:
- total nominal skin friction [kip]
- nominal end-bearing at tip [kip]
- unit skin friction in layer i [ksf]
- pile perimeter × layer thickness [ft²]
- unit end-bearing pressure at tip [ksf]
- gross tip area [ft²]
Cohesive soils (α-method). Unit skin friction:
End bearing in clay: .
Cohesionless soils (β-method).
End bearing (Meyerhof correlated to SPT): (ksf, with Le/D limited by 10).
Factored: with without load test, 0.65 with dynamic monitoring, 0.80 with static load test.
13.4 — Drilled shafts
O'Neill & Reese with a rock socket
A drilled shaft — CIDH pile in California parlance — is a large-diameter (usually 3–10 ft) reinforced concrete column cast in a drilled hole, often socketed into rock for the last few diameters. Compared to a pile group of equal capacity, a single shaft eliminates the cap, resists lateral load through its own bending stiffness, and can be socketed into rock to isolate the foundation from scour.
Side resistance in rock (§10.8.3.5.4).
- uniaxial compressive strength of intact rock [ksf]
- atmospheric pressure (2.12 ksf)
- shaft concrete compressive strength [ksi]
Tip resistance in rock: for RQD ≥ 50 %, unweathered.
13.5 — Lateral behaviour
p-y curves and effective fixity
Ship impact, seismic inertia, wind on the superstructure, and eccentric footing loads all put lateral shear at the top of the foundation. AASHTO §10.7.3.12 accepts the p-y method — the pile is modelled as a beam on nonlinear soil springs whose force-displacement curve p(y) depends on soil type and depth.
For preliminary sizing, an effective fixity depth where can be used to convert the pile to an equivalent cantilever for hand checks.
13.6 — Group effects
Efficiency and block failure
Piles in a group share the same soil wedge, so their combined capacity is less than . AASHTO defines a group efficiency factor that depends on spacing s and diameter D:
13.7 — Downdrag
When the soil pulls down on the pile
If a pile passes through a compressible layer that is still consolidating — because of new embankment fill, groundwater drawdown, or a nearby surcharge — the layer settles more than the pile and drags the pile downward through side shear. This downdrag (DD) is treated as a permanent load with load factor γDD = 1.4 and must be added to the structural axial demand.
13.8 — Worked example 1
Spread footing for a bent column
Problem statement
A 3-column pier bent (Ch. 9) rests on individual spread footings. Design the interior footing for the factored column reaction on a medium-dense sand founding stratum.
Given
- Factored column load
- Service load (for settlement)
- SoilMedium-dense sand, φ′ = 34°, γ = 0.120 kcf, E_s = 400 ksf
- Footing depth
- Materialsf′c = 4 ksi, fy = 60 ksi
- Target settlement≤ 1.0 in.
Required
Size a square footing that meets bearing (Strength I) and settlement (Service I), and detail the bottom mat reinforcement.
Step 1 — Bearing capacity factors (φ′ = 34°). From AASHTO Table 10.6.3.1.2a-1: . Cohesion = 0.
Step 2 — Try B = 10 ft square. Shape/depth factors (Meyerhof):
Formula
Substitute
Result
Formula
Substitute
Result
Step 3 — Nominal ultimate bearing (Eq. 13.1, c = 0).
Formula
Substitute
Result
Formula
Substitute
Result
Step 4 — Applied Strength I pressure. Eccentricity , so trapezoidal:
Formula
Substitute
Result
Step 5 — Service-load settlement (Eq. 13.3). Service pressure . If = 0.88, ν = 0.30.
Formula
Substitute
Result
Settlement 1.49 in. > 1.0 in. target. Increase B to 12 ft: repeat → δ ≈ 0.9 in ✓; new qmax ≈ 7.4 ksf ≪ 18.5 ✓. Adopt 12 ft × 12 ft × 3.5 ft.
Step 6 — Flexural reinforcement of bottom mat. Critical section at column face. Cantilever length = (12 − 2)/2 = 5 ft. Uniform equivalent pressure ≈ 7.4 ksf. Moment per ft width:
Formula
Substitute
Result
Formula
Substitute
Result
Final section detailing (from computed A_s)
Bent-column spread footing (interior)
| Location | A_s required | Bars provided | Spacing / detail |
|---|---|---|---|
| Plan dimensions | B ≥ 12 ft for settlement | 12 ft × 12 ft square | concentric under column |
| Thickness | d ≥ 24 in. for one-way and punching shear | 3.5 ft (42 in.) | 3 in. clear cover bottom |
| Bottom mat (both ways) | A_s = 0.76 in²/ft | #8 @ 8 in. each way (0.79 in²/ft) | extend full width less 3 in. cover |
| Top mat | shrinkage/temperature #5 @ 12 in. | same each way | hooked ends into edges |
| Dowels into column | match column longitudinal | 8 – #9 dowels, 40 db lap | development length 4 ft-6 in. into footing |
13.9 — Worked example 2
Driven-pile group for a river pier
Problem statement
A river pier column carries a factored Strength I axial load and passes through 40 ft of medium-stiff clay overlying dense sand. Design a driven-pile group to support the load.
Given
- Factored axial load
- PilesHP 14×89 (A = 26.1 in², perimeter p = 4.28 ft)
- Clay (0 – 40 ft)su = 1.5 ksf, α = 0.55
- Dense sand (40 – 65 ft)β = 0.40, γ′ = 0.055 kcf (below GWT)
- Spacings = 3D = 3.5 ft
- Resistance factorφstat = 0.65 (dynamic monitoring)
Required
Design a rectangular pile group (n and layout), verify group efficiency, and check block failure in clay.
Step 1 — Single-pile skin friction in clay (0 – 40 ft).
Formula
Substitute
Result
Step 2 — Skin friction in sand (40 – 60 ft). Average σ′v in that layer ≈ 3.4 ksf (accounting for γ′ below GWT).
Formula
Substitute
Result
Step 3 — End bearing at tip (60 ft in dense sand, N_60 ≈ 45).
Formula
Substitute
Result
Formula
Substitute
Result
Step 4 — Nominal single-pile capacity.
Formula
Substitute
Result
Step 5 — Required number of piles.
Formula
Substitute
Result
Step 6 — Group efficiency. s/D = 3.0 in clay ⇒ η ≈ 0.70 (AASHTO Fig. 10.7.3.9-1). Group capacity:
Formula
Substitute
Result
Try 5 × 4 = 20 piles: Qgroup = 0.70(20)(189) = 2,646 kip > 2,400 ✓.
Step 7 — Block failure in clay. Group envelope 14 ft × 10.5 ft × 60 ft. Block skin friction + block end bearing = large; check dominates only for very close spacing in soft clay — verified adequate here.
Final section detailing (from computed A_s)
Driven pile group — river pier
| Location | A_s required | Bars provided | Spacing / detail |
|---|---|---|---|
| Pile section | HP 14×89, F_y = 50 ksi | same, ASTM A572 Gr 50 | 5 rows × 4 columns = 20 piles |
| Layout | s ≥ 3D per §10.7.1.5 | 3.5 ft o.c. (s = 3D) | cap 14 × 10.5 × 4.5 ft |
| Embedment | L ≥ 60 ft to reach dense sand | 60 ft driven length | tip elev. verified by wave-equation |
| Pile cap reinforcement | strut-and-tie, both ways | #11 @ 12 in. bottom mat, #8 @ 12 in. top | 3 in. clear cover |
| Pile-to-cap connection | shear stud + 6 in. embed | 12 – 3/4 in. Ø × 6 in. studs per pile | welded to top flange |
13.10 — Guided practice
Rock-socketed drilled shaft
A 6-ft-diameter drilled shaft is socketed 15 ft into shale with . Concrete f′c = 4 ksi. Ignore side friction in the overburden. Compute the factored socket capacity with .
Expected result
13.11 — Mini design challenge
River-crossing drilled-shaft foundation with scour
Deliver:
- Predicted scour depth ys from AASHTO §2.6.4 (link to Ch. 14) — pier + contraction scour.
- Drilled-shaft diameter and socket depth that ignores side friction above the scour envelope.
- Axial capacity check (Strength I) and lateral p-y check for a 1,000-kip barge impact at pier cap (Extreme Event II).
- Shaft reinforcement (longitudinal + spiral) for combined axial + flexure.
- Foundation schedule and a one-page design memo.
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Sign in →13.12 — Chapter summary
What you leave with
- Four foundation families and the selection triggers that pick between them.
- Meyerhof bearing capacity (Eq. 13.1) and Hough elastic settlement (Eq. 13.3) for spread footings.
- α- and β-methods for driven pile skin friction, plus SPT-based end bearing.
- O'Neill–Reese rock socket for drilled shafts (Eq. 13.7).
- p-y lateral analysis and group efficiency for pile groups.
- Downdrag (γDD = 1.4) as a permanent load in every settling profile.
Section 2
Fully Worked Examples
Complete AASHTO LRFD solutions with knowns, assumptions, step calculations, verification, and design commentary. Difficulty rises from basic to consulting-grade.
Worked Example 1
Problem
Step-by-Step
Design Verification
Order-of-magnitude sanity: typical medium-dense sand allowable is 3–6 ksf. Marginal — refine with Meyerhof.
Discussion
Uniform contact pressure is a design idealization. Real distribution beneath rigid footings on sand is parabolic (max at center) and on clay is saddle-shaped (max at edges).
Worked Example 2
Problem
Step-by-Step
N_q
N_γ
s_q
s_γ
Design Verification
Applied q_avg = 5.0 ksf ≪ q_R = 14.4 ksf → Bearing capacity OK, settlement will govern.
Discussion
In cohesionless soils, settlement (not bearing) almost always controls spread-footing size.
Worked Example 3
Problem
Step-by-Step
Consider 2 layers each of thickness .
Formula
Layer 1
Result
Design Verification
1-in service settlement is at AASHTO tolerable limit for spread footings on multi-span bridges (§10.5.2.1). Consider deepening or widening if angular distortion > 0.004.
Discussion
Hough is conservative — refined constitutive analyses often show 50–70% of Hough predictions.
Worked Example 4
Problem
Step-by-Step
Eccentricity
Result
Cantilever arm
Moment per ft
Result
Design Verification
Min steel §5.6.7 — provided A_s well exceeds 0.11·b·d/f_y·(4 ksi factor).
Discussion
Footing design almost never governed by punching for a stiff column-to-footing ratio; flexure usually rules.
Worked Example 5
Problem
Step-by-Step
x̄
e
Result
Design Verification
All three checks pass with margin. If EH increases 25% (Strength IV), rerun.
Discussion
AASHTO retired classical FS_OT ≥ 2.0 in favor of eccentricity-based checks per §11.6 for footings on soil.
Worked Example 6
Problem
Step-by-Step
q_R
Area
Result
42-in shafts, 45 ft to dense sand tip. Axial per shaft ≈ 700 kip (400 side + 300 tip); 12 shafts × 700 = 8,400 kip; more than enough.
Design Verification
Soft clay always drives foundations deep. Settlement, not strength, is the deciding factor.
Discussion
Rule of thumb: if S_u < 1 ksf near surface, go deep.
Worked Example 7
Problem
Step-by-Step
Δh_c ≥ 5 ft during withdrawal
Tremie pipe kept 5–10 ft embedded; slow withdrawal (1 ft/min) with continuous supply.
Design Verification
Matches FHWA IF-99-025 standard practice.
Discussion
Shaft defects almost always trace to casing extraction, not to bar placement. Field control is the whole ballgame.
Worked Example 8
Problem
Step-by-Step
(1) Micropile underpinning 4×80 ft; (2) Sheet-pile scour countermeasure ring; (3) Rip-rap Class III per HEC-23. Countermeasure cheapest but only Level 1; underpinning fixes long-term.
Design Verification
Post-underpinning FS ≥ 2.0; scour no longer engages foundation reactions.
Discussion
Scour is the #1 cause of bridge failure in the US. Every consulting inspection must verify scour depth vs original foundation depth.
Worked Example 9
Problem
Step-by-Step
H·(h_arm) + moment from asymmetric bearing pressure as scour advances. When 12+ ft of scour occurs on upstream side, the effective footprint reduces to ≈ 10 × 18 = 180 ft² all on the downstream half — no bearing capacity margin left.
Design Verification
Matches NTSB back-analysis. Failure occurred at ~ Q100 flow with foundation designed to Q50 without scour analysis.
Discussion
Post-Schoharie, AASHTO §2.6.4.4.2 mandated scour analysis for all new bridges and required Plans of Action for scour-critical existing bridges.
Worked Example 10
Problem
Step-by-Step
Spread footing feasible (dense sand near surface). Trial 42 × 18 ft × 5 ft footing.
e_T
e_L
Design Verification
Bearing 71% utilized, settlement 70% utilized — balanced design. If ADT increases require an additional 1,000 kip, deepen to 6 ft footing.
Discussion
Complete foundation design integrates geotechnical, structural, and construction perspectives. Every quantity must round-trip to a drawing and a schedule.
Worked Example 11
Problem
Step-by-Step
Design Verification
For medium sand, f_s of 0.3–0.7 ksf averaged over the shaft is typical — the 0.54 ksf value is in-range.
Discussion
Buoyant unit weight cuts side resistance nearly in half compared to dry conditions. Always confirm water-table elevation and use consistent stress units.
Worked Example 12
Problem
Step-by-Step
Design Verification
Efficiency ≈ 0.73 is normal for s = 3D in sand; tightening spacing to 2D drops η toward 0.55 and drives group capacity to control over single-pile capacity.
Discussion
Widen spacing to 4D whenever cap geometry permits — the efficiency gain almost always outweighs the modest cap-size penalty, and settlement drops with the square root of B_g.
